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Mastering the Series 66

- A Comprehensive Guide to the Uniform Combined State Law Exam

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Mastering the Series 66: A Comprehensive Guide to the Uniform Combined State Law Exam Table of Contents Chapter 1: Introduction to the Series 66 Exam Chapter 2: Securities Acts and Regulatory Bodies Chapter 3: Regulation of Investment Advisers Chapter 4: Regulation of Investment Adviser Representatives (IARs) Chapter 5: Investment Vehicles and Strategies Chapter 6: Retirement Plans and Taxation Chapter 7: Securities Analysis and Portfolio Management Chapter 8: Client Recommendations and Strategies Chapter 9: Legal and Ethical Considerations Chapter 10: Securities Industry Regulations Chapter 11: Series 66 Exam Review and Preparation Tips Chapter 12: Test-Taking Strategies and Exam Day Tips Chapter 13: Common Mistakes and How to Avoid Them in the Series 66 Exam Chapter 14: Final Exam Preparation and Test-Taking Tips Chapter 15: What to Expect After the Series 66 Exam

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  • Sprog:
  • Engelsk
  • ISBN:
  • 9798857775998
  • Indbinding:
  • Paperback
  • Sideantal:
  • 66
  • Udgivet:
  • 16. august 2023
  • Størrelse:
  • 152x229x4 mm.
  • Vægt:
  • 100 g.
  • 2-3 uger.
  • 12. december 2024
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Mastering the Series 66: A Comprehensive Guide to the Uniform Combined State Law Exam Table of Contents Chapter 1: Introduction to the Series 66 Exam Chapter 2: Securities Acts and Regulatory Bodies Chapter 3: Regulation of Investment Advisers Chapter 4: Regulation of Investment Adviser Representatives (IARs) Chapter 5: Investment Vehicles and Strategies Chapter 6: Retirement Plans and Taxation Chapter 7: Securities Analysis and Portfolio Management Chapter 8: Client Recommendations and Strategies Chapter 9: Legal and Ethical Considerations Chapter 10: Securities Industry Regulations Chapter 11: Series 66 Exam Review and Preparation Tips Chapter 12: Test-Taking Strategies and Exam Day Tips Chapter 13: Common Mistakes and How to Avoid Them in the Series 66 Exam Chapter 14: Final Exam Preparation and Test-Taking Tips Chapter 15: What to Expect After the Series 66 Exam

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