Mastering Series 27: Financial and Operations Principal Exam Prep Table of Contents Chapter 1: Introduction to Series 27 Exam.. 1
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7: Financial Responsibility Rules. 29
Chapter 8: Supervision and Compliance. 34
Chapter 9: Business Expansion and Acquisitions. 39
Chapter 10: Ethics and Professional Conduct 43
Chapter 11: Series 27 Practice Exams. 47
Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54
Chapter 13: Final Exam Preparation and Test Day Tips. 61
Chapter 14: Series 27 - FAQ and Additional Resources. 65
Chapter 15: Series 27 - Mock Exam and Review.. 69
Mastering Series 27
- Financial and Operations Principal Exam Prep
- Indbinding:
- Paperback
- Sideantal:
- 80
- Udgivet:
- 14. august 2023
- Størrelse:
- 152x229x4 mm.
- Vægt:
- 118 g.
- 2-3 uger.
- 12. december 2024
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- 1 valgfrit digitalt ugeblad
- 20 timers lytning og læsning
- Adgang til 70.000+ titler
- Ingen binding
Abonnementet koster 75 kr./md.
Ingen binding og kan opsiges når som helst.
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